AML – Professional in Securities Markets (APSM)
AML – Professional in Securities Markets (APSM) focuses on combating money laundering in the securities market. Learn to identify illicit activities and understand AML regulations tailored to the securities industry.
Designed for professionals and aspiring students, this course equips you with the knowledge and skills needed to become an AML professional in the financial markets.
Who Should Take This Course?
This course is suitable for anyone who wants to learn about the basics of money laundering, the regulations, core concepts with a focus on securities markets and mutual funds. It would be particularly relevant to staff employed with.
Staff employed in client onboarding, client relationship, operations, product, risk, compliance and internal audit will find it very useful.
Securities market intermediaries including Regulators, Stock Exchanges, Clearinghouses, Depositaries, Brokerage, Investment Banks, Asset Management Companies etc.
Service providers – Custodians, Fund Accountants and Registrar & Transfer Agents.
Professional service providers – Risk management consultants, audit and legal professionals.
Professionals working in any other reporting entity – banks, insurance companies, housing finance companies.
Any individual wanting to expand knowledge and explore new opportunities in areas of AML in specific and Compliance in general.
Offered by: NISM
Assessment Test: Yes
Pass Percentage - 60%
What’s In It For You?
Sample Certificate
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Looking for Help?
Helpdesk
02192-668492/8493
Timings: Monday to Friday 9:30 AM till 5:30 PM
(Helpdesk will remain closed on public holidays).
elearning@nism.ac.in